The Maryland HACCP Plan form is a crucial document required for food service facilities in Maryland. It outlines the necessary steps to ensure food safety through a systematic approach known as Hazard Analysis Critical Control Point (HACCP). By completing this form, food establishments can effectively manage potential hazards and comply with state regulations.
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The Maryland HACCP Plan form serves as a vital tool for food service facilities in the state, ensuring that they adhere to health and safety regulations. This form is necessary when constructing, remodeling, or altering food establishments, as well as when converting existing buildings for food service use. It requires detailed plans and specifications, including information about the types of food prepared and the systems in place for food handling. The form categorizes facilities into priority levels—high, moderate, or low—based on their operations, which determines whether a HACCP plan is mandatory. Facilities classified as high or moderate priority must develop a comprehensive HACCP plan, while those serving only hand-dipped ice cream or commercially packaged foods are exempt. The form outlines specific sections that need to be addressed, such as priority assessment information, general food handling procedures, and the required contents of the HACCP plan itself. Additionally, it provides formatting instructions to ensure that the plan is user-friendly for employees. By following these guidelines, food service operators can maintain high standards of food safety and protect public health.
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STATE OF MARYLAND
DHMH
Maryland Department of Health and Mental Hygiene
6 St. Paul Street, Suite 1301 ! Baltimore, Maryland 21202
Martin O’Malley, Governor – Anthony G. Brown, Lt. Governor – John M. Colmers, Secretary
Office of Food Protection and Consumer Health Services
Alan Taylor, R.S., Director
Guidelines for Submitting a Hazard Analysis Critical Control Point (HACCP) Plan
Health-General Article, §21-321, Annotated Code of Maryland, and the Code of Maryland Regulations (COMAR) 10.15.03 Food Service Facilities require that plans and specifications be submitted to the Department when a person proposes to construct, remodel or alter a food establishment, or convert or remodel an existing building for use as a food establishment. Plans and specifications for the building and equipment, and information regarding the foods to be prepared, processed, or manufactured are required. This information will be used to classify the facility as high, moderate, or low priority. Definitions of priority assessment levels are found in COMAR 10.15.03.33C.
A HACCP plan is required for all high or moderate priority facilities. Facilities which serve only hand dipped ice cream or commercially packaged potentially hazardous foods do not require a HACCP plan. The following information is intended to assist you in providing the necessary information for both priority assessment and HACCP plan development.
Contents
A.Priority Assessment Information
B.General Food Handling Information and Procedures
C.HACCP Plan Required Contents
D.HACCP Plan Formatting Instructions
E.Obtaining Maryland Retail “Food Service Facility” Regulations
F.Model HACCP Formats and Sample Written Employee Training
November 2008
410-767-8400 ! Fax 410-333-8931
Toll Free 1-877-4MD-DHMH ! TYY for Disabled - Maryland Relay Service 1-800-735-2258
Web Site: www.dhmh.state.md.us
1.Menu or foods – Provide a copy of the menu or a written description of the foods to be prepared and served.
2.Food service system – Specify the food preparation and service systems you will use, i.e. cook-serve, cook-chill-reheat-hot hold-serve, cold hold-serve.
3.Population served – Specify whether you serve food in a health care facility, as defined in COMAR 10.15.03.02B(38).
B.General Food Handling Information and Procedures (only required for
facilities classified as “high” or “moderate”):
1.Describe how you will ensure that all foods are obtained from approved sources.
2.Specify how cross-contamination from raw to cooked or ready-to-eat foods will be prevented.
3.Indicate how frozen potentially hazardous food will be thawed.
4.Indicate how potentially hazardous food will be cooled, i.e. ice baths, shallow pans, rapid chill.
5.List the foods or categories of foods that will be prepared more than 12 hours in advance of service.
6.Specify whether any prepared foods are distributed off-premises.
7.Specify whether any refrigerated foods are received which require storage temperatures below 41°F.
8.Indicate whether reduced oxygen packaging of food, as defined in COMAR 10.15.03.02B(63), will be conducted onsite.
9.Include specific information for any processes or procedures which incorporate:
!“Time-only” control (see COMAR 10.15.03.08),
!“Pooling” of eggs (see COMAR 10.15.03.09D), and/or
!Serving raw or undercooked animal foods (see COMAR 10.15.03.10 C, D & F).
The plan must include:
1.Identification of Critical Control Points (CCP). CCPs generally include cooking, cooling, reheating, cold holding, and hot-holding, but other steps may be included if needed for a specific food. Note that cold food preparation, like chopping, mixing and slicing, is not a CCP step. Hazards are controlled during those processes by following Good Retail Practices (GRPs), sometimes referred to as Standard Operating Practices (SOPs).
2.Critical limits for each CCP.
3.Monitoring procedures for each CCP.
4.The corrective action that will be taken if there is a loss of control at a CCP due to such factors as employee error, equipment malfunction, or power failure
5.Verification procedures that will ensure proper monitoring of each CCP such as calibration of cooking and holding equipment and thermometers, and maintenance and review of records such as temperature logs. Using logs for record keeping is strongly encouraged, but not required, as long as the facility can demonstrate that temperatures are routinely monitored, as described in the HACCP plan, and that specified corrective actions are taken when critical limits are not met.
6.A list of equipment used to support the proposed food service systems and maintain control at each CCP.
7.Written procedures for employee training on HACCP procedures (see attached example in section “F”).
The HACCP plan for your facility should be developed in a format which is easy for your employees to use. Once approved, this document must be readily available in the food preparation area of each facility. Examples of acceptable methods include:
1.Listing each CCP separately, with the menu items that utilize the CCP, the critical limits, monitoring procedures, corrective action, verification methods for that CCP, and the equipment used to control the CCP (see attached example #1),
2.Using a HACCP flow diagram and chart for selected menu items or groups of menu items (see attached example #2),
3.Incorporating each CCP and the monitoring, corrective actions, and equipment used, directly into the recipe or preparation instructions (see attached example #3), or
4.Using the “Process Approach” as advocated by the US Food and Drug Administration. (see attached example #4).
E.Obtaining Maryland Retail “Food Service Facility” Regulations (COMAR 10.15.03, effective 12/17/07):
!Via online access- go to this link and follow the directions below: http://www.dsd.state.md.us/comar/comar.htm
1.Click on the 3rd or bottom red circle on the main search page of the COMAR website (see link above) and search by "Access through table of contents structure",
2.From the drop down list, select: Title 10 "Department of Health and Mental Hygiene",
3.Click on: Subtitle 15, "Food",
4.Click on: 10.15.03 "Food Service Facilities". From this page, you must click on each of the 39 individual regulations separately to view the entire text.
!For a paper copy- contact the local health department in your area.
F.Model HACCP Plan Formats (Examples #1-4) and Sample Written
Employee Training Procedure (see following pages):
Model HACCP Plan - Example #1 (Listing CCPs Separately)
(shown for “Cooling” step)
CCP: ___COOLING________________
CCP and Critical Limits:
Foods are cooled from 135" F to 70" F within 2 hours, and from 70" to 41" F within an additional 4 hours.
Monitoring:
Internal product temperature of food is taken at 1.5 and 6 hours with a metal stem thermometer.
Corrective Actions:
If food is not ! 70" F at 1.5 hours, food will be iced, stirred, or broken into smaller containers. Food that has not reached 41" F within 6 hours will be discarded.
Verification:
Review cooling logs. (Note: An alternate method would be for the supervisor to visually observe that temperatures are taken at the proper times and, if not taken or not satisfactory, that corrective actions listed above are taken.)
Equipment:
Blast chiller, Walk-in cooler
Menu items using this CCP:
Fried chicken (cook, hot hold, cool, prepare for salad, cold hold, serve)
Macaroni and Cheese (cook, hot hold, cool, reheat, hot hold, serve or discard)
Mashed Potatoes (cook, hot hold, cool, reheat, hot hold, serve or discard)
Rice (cook, hot hold, cool, reheat, hot hold, serve or discard)
Model HACCP Plan - Example #1 (continue, shown for “Cooking” step)
CCP: ___COOKING________________
CCP and Critical Limits: Foods are cooked to temperature below for specified time:
Shell eggs cooked for immediate service, fish, meat, and all other potentially hazardous food not specified below cooked to 145°F for 15 seconds.
Shell eggs cooked other than for immediate service, ground fish and meats, commercially raised game animals, and injected meats cooked to 155°F for 15 seconds.
Whole roasts (for rare roast beef) cooked to 130°F and held for at least 112 minutes.
Poultry; stuffed meat, stuffed pasta or poultry; or stuffing containing fish meat, or poultry cooked to 165°F for 15 seconds.
Raw animal foods cooked to 165°F and held for 2 minutes, when using microwave oven for cooking.
Fruits, vegetables, and commercially processed food for hot holding cooked to at least 135°F.
Undercooked seared beefsteak cooked to 145° F for 15 seconds, must have a “cooked” color change on surface, and regulatory approval of process used.
Internal product temperature of food is taken at completion of cooking time using a thermocouple with a metal probe.
If food has not reached required temperature for the specified time, continue cooking. Recheck temperature after additional cooking to make sure standard is reached.
Review cooking temperature logs. (Note: An alternate method would be for the supervisor to visually observe that temperatures are taken at the proper times and, not satisfactory, food is returned to the cooking equipment until the required time and temperature standards are met.)
Equipment: Oven, Range
HACCP Plan (Example #1 Form)
CCP: ___ ________________
Model HACCP Plan - Example #2 (Chart Method)
Facility: ABC Restaurant Preparer: Don Smith Date: 00/00/00
Food Item: Chicken Noodle Soup
Flow diagram or descriptive narrative of the food preparation steps:
Cook chicken (CCP 1)_> Prepare soup > Cook (CCP 1) > Hot Hold (CCP 2) > Cool (CCP 3) > Reheat (CCP 4) > Hot Hold (CCP 2) > Discard
HACCP Chart
Critical Control Points (CCP)
Monitoring
Procedures
Corrective
Action
CCP 1
Cook chicken to a minimum of 165" F.
Heat soup to a minimum of 165" F.
Check internal temperature.
Continue to cook until food reaches 165" F.
CCP 2
Hot Hold soup at a minimum of 135"
Check internal temperature of the
Rapidly reheat soup to 165" F if found
F.
soup every 2 hours.
out of temperature for less than 2
hours. Discard if greater than 2 hours.
CCP 3
Cool soup from 135" F to 70" F within
Check internal temperature of soup
If soup has not reached 70" F in the
2 hours, and from 70" F to 41" F within
at 1.5 and six hours.
first 1.5 hours, separate into smaller
an additional 4 hours.
containers and place in freezer.
If soup has not cooled to 41" F within
6 hours, discard.
CCP 4
Reheat cooled soup as needed to
Continue to reheat until food reaches
165" F.
(Hot hold for service using CCP 2
above. Any soup remaining on steam
table at end of day will be discarded.)
Verification: Monitor temperature logs, and/or observe temperature monitoring and calibration practices.
Equipment utilized at each Critical Control Point listed in above chart:
CCP 1: Oven, Range
CCP 2: Soup wells on steam table
CCP 3: Walk-in refrigerator, freezer
CCP 4: Oven, Range
HACCP Plan (Example #2 Form)
Facility:Preparer:Date:
Food Item:
CCP 1:
CCP 2:
CCP 3:
Model HACCP Plan - Example #3 (Recipe Method)
Menu Item: Hamburger Pie
Ingredients
CCP?
Verification
Procedure
10 lbs ground
Thaw meat in walk-in
No
beef
cooler
1 lb each
Wash and dice. Use
onions, celery,
immediately or store in
green pepper.
cooler.
2 pounds
Shred cheese and store in
American
cooler until needed.
cheese
¾ gallon
Braise beef, onions and
Yes
Monitor internal
Continue cooking.
Manager checks
tomato soup,
peppers on stove until the
temperature with
thermometer
2 tsp.
mixture reaches 155" F.
stem
calibration log and
Worcestershire
Add remaining ingredients
observes
sauce, 2 T salt,
and return pot to 155" F.
periodically
temperature
1 T pepper
during cooking
monitoring by
process.
employees.
1 bag Mashed
Prepare potatoes according
Potato Flakes
to directions on bag.
Spread into pans. Top with
beef mixture and cheese.
Bake pie in convection
oven at 325" F for
approximately 1 hour, until
internal temperature
reaches 155" F.
Place on steam table for
Check product
Discard if product
hot holding at 135" F.
internal
found below 135"
F for more than 2
hourly.
hours. If below
135" F for less
than 2 hours,
rapidly reheat
using procedure
below.
Cool by placing un-served
Use ice bath if
Manager observes
product in shallow pans
food has not
procedure and
with product thickness of
cooled to 70" F
reviews
no more than 2”. Cool in
every 2 hours.
within 2 hours.
temperature logs.
blast chiller from 135" F to
Discard product
70" F within 2 hours, and
that does not reach
from 70" F to 41" F within
41" F within 6
an additional 4 hrs.
hours.
Reheat product in
convection oven to 165" F
1. HACCP Plans are only for large food establishments. Many believe that only large restaurants or food manufacturers need to submit a HACCP plan. In reality, any facility classified as high or moderate priority, regardless of size, must have one.
2. A HACCP plan is unnecessary for all food service operations. Some people think that HACCP plans are optional. However, they are mandatory for high and moderate priority facilities. This requirement ensures food safety and public health protection.
3. Only raw food handling is covered in a HACCP plan. While raw food handling is critical, HACCP plans also address other stages of food preparation, including cooking, cooling, and reheating. Each step must be monitored to prevent foodborne illnesses.
4. HACCP plans are one-size-fits-all. Many assume that a generic HACCP plan will suffice. Each facility must develop a customized plan that reflects its specific menu items, processes, and risks.
5. Documentation is not important in HACCP. Some believe that keeping records is unnecessary. In fact, documentation is crucial for verifying that food safety practices are followed and for addressing any issues that arise.
6. Training employees on HACCP is optional. There is a misconception that employee training is not required. However, written procedures for employee training are a key component of a HACCP plan, ensuring that all staff understand food safety practices.
7. HACCP plans are only about temperature control. While temperature control is vital, HACCP plans encompass more than just temperature. They also include cross-contamination prevention, food sourcing, and proper food handling procedures.
8. Once a HACCP plan is submitted, it never needs updating. Some think that a HACCP plan is a static document. In truth, it should be regularly reviewed and updated to reflect changes in menu items, equipment, or food safety regulations.
When filling out the Maryland HACCP Plan form, individuals often make several common mistakes that can lead to complications in the approval process. One frequent error is failing to provide a complete menu or a detailed description of the foods to be prepared and served. This information is crucial for the assessment of the facility's priority level. Without it, the reviewing authority cannot accurately classify the facility as high, moderate, or low priority.
Another common mistake involves the food service system specification. Applicants may neglect to clearly indicate the food preparation and service systems they will employ, such as cook-serve or cold hold-serve. This omission can hinder the evaluation of the HACCP plan, as the food service system directly impacts food safety protocols.
Many applicants also overlook the importance of detailing how they will prevent cross-contamination between raw and cooked foods. This step is essential for ensuring food safety, and its absence may raise red flags during the review process. Additionally, failing to specify how potentially hazardous foods will be thawed or cooled can lead to serious compliance issues.
Inadequate information about food storage practices is another frequent error. Applicants sometimes do not indicate whether they receive refrigerated foods that require storage temperatures below 41°F. This information is vital for assessing the risk associated with food handling practices.
Additionally, some applicants may not include critical control points (CCPs) in their HACCP plan. The identification of CCPs is a fundamental requirement, as these points are essential for monitoring food safety throughout the preparation and service processes. Each CCP must also have clearly defined critical limits, monitoring procedures, and corrective actions, which are often overlooked.
Another common mistake involves the lack of a verification procedure for monitoring CCPs. This step ensures that the facility is consistently adhering to food safety standards. Without a clear verification process, it becomes challenging to demonstrate compliance with HACCP requirements.
Moreover, applicants frequently fail to provide a list of equipment that supports the food service systems and maintains control at each CCP. This information is necessary for the review team to understand how the facility plans to manage food safety effectively.
Written procedures for employee training on HACCP procedures are sometimes omitted as well. These procedures are critical for ensuring that all staff members understand their roles in maintaining food safety. Without this training documentation, the facility may not be prepared for proper implementation of the HACCP plan.
Finally, formatting issues can also lead to mistakes. The HACCP plan should be organized in a user-friendly manner, yet some applicants submit documents that are difficult to navigate. Clear, structured presentation is essential for ensuring that employees can easily access and understand the HACCP plan once approved.
When filling out and using the Maryland HACCP Plan form, consider the following key takeaways:
The Maryland HACCP Plan form is a crucial document for food service facilities that outlines how to manage food safety through a systematic approach. However, it is often accompanied by several other forms and documents that provide additional information and support for compliance with health regulations. Below is a list of these documents, each serving a specific purpose in the food safety process.
In summary, these forms and documents work together with the Maryland HACCP Plan to create a comprehensive framework for food safety in food service facilities. They ensure that establishments not only comply with regulations but also prioritize the health and safety of their customers.
The Maryland HACCP Plan form shares similarities with the Food Safety Plan, which is often required for food establishments. Both documents aim to ensure that food is handled safely from preparation to service. The Food Safety Plan outlines procedures for monitoring food safety practices, identifying critical control points, and documenting corrective actions, much like the HACCP Plan. Both documents serve as essential tools for food service operators to maintain compliance with health regulations and to protect public health.
Another document that aligns closely with the Maryland HACCP Plan is the Standard Operating Procedures (SOP) manual. SOPs provide detailed instructions on specific tasks within a food establishment, such as cleaning, sanitizing, and food preparation. While the HACCP Plan focuses on critical control points and risk management, SOPs complement this by ensuring that everyday operations adhere to safety standards. Together, these documents create a comprehensive framework for food safety management.
The Food Facility Inspection Report is another document that bears resemblance to the HACCP Plan. This report is generated during health inspections and assesses compliance with food safety regulations. Both documents emphasize the importance of monitoring and maintaining food safety practices. While the HACCP Plan is proactive in establishing procedures, the inspection report serves as a reactive measure, providing feedback on current practices and highlighting areas for improvement.
The Allergen Management Plan is also similar to the Maryland HACCP Plan in that it addresses food safety concerns, specifically regarding allergens. This plan outlines procedures for preventing cross-contact and ensuring that allergenic ingredients are properly managed. Both plans require thorough documentation and training to ensure that staff are knowledgeable about food safety protocols, thus minimizing risks associated with food allergies.
The Risk Assessment Plan is another document that parallels the HACCP Plan. Risk assessments evaluate potential hazards in food handling and preparation processes. Both documents require a systematic approach to identifying risks and implementing controls. While the HACCP Plan focuses on critical control points, the Risk Assessment Plan provides a broader view of potential hazards, making them complementary tools in ensuring food safety.
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Additionally, the Employee Training Program is closely related to the HACCP Plan. This program outlines the necessary training for staff on food safety practices and procedures. Both documents emphasize the importance of educating employees to ensure compliance with safety standards. Effective training programs help reinforce the principles outlined in the HACCP Plan, ensuring that all staff members are equipped to handle food safely.
Lastly, the Food Recall Plan shares similarities with the Maryland HACCP Plan, particularly in the area of risk management. A Food Recall Plan outlines the steps to take in the event of a food safety issue, such as contamination or mislabeling. Both plans require a clear understanding of the critical control points in food handling and emphasize the importance of timely communication and action to protect public health. Together, these documents contribute to a comprehensive approach to food safety management.